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Global Regulatory Outlook Seminar and Networking

Duff & Phelps invites you to our Global Regulatory Oulook and Networking on 18 May. This seminar will discuss developments in the U.S. and Hong Kong and key findings from our Global Regulatory Outlook 2017 report. 



6.30-7.00 PM - Registrations

7.00-8.15 PM - Presentations and Panel Discussions

We are delighted to have an expert panel from Hong Kong, E.U. and the U.S. share their experience on the folowing topics:

- 2017 Duff & Phelps' Global Regulatory Outlook key findings around cost of compliance, individual accountability, and the regulators' top three priorities.

- 2017 SEC priorities and potential changes in the advisory regulatory regime under the Trump administration

- 2017 SFC regulatory initiatives, including the Manager in charge regime and its resonance with FCA's reinforcement of personal accountability

- 2018 Impact of MiFID II on Asian financial institutions


Our expert panel includes:

* Angelina Kwan, Head of Regulatory Compliance of the Hong Kong Exchanges and Clearing (HKex)

* Su-Ling Voon, Managing Director in Legal at Morgan Stanley

* Monique Melis, Managing Director and Global Head Regulatory Consulting at Duff & Phelps; former regulator with the FCA

* Chris Lombardy, Managing Director and Head of U.S. Compliance Consulting at Duff & Phelps; SEC regulatory expert

8.30 - 10 PM Cocktail networking session. 


For more information click here.

You can RSVP here

Questions? Contact


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